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Evidence source 4758Spot Checked

Coexistence of Banks and Non-Banks: Intermediation Functions and Strategies

Federal Reserve Bank of New York Staff Reports2025-03-01Technical Report
Executive summary

A comprehensive analysis of financial intermediation functions detailing bank/non-bank strategies, securitization, and credit incentive management models.

What it examines

The study adopts a function‐based approach using Merton’s framework and a common game tree model to analyze financial intermediation. It examines how banks and non-bank institutions strategically manage resource transfer, safety, and agency issues, linking theoretical models with real-world financial entity behaviors.

What it concludes

The research shows that varied intermediation strategies explain how banks and non-banks compete and cooperate. Its findings can guide policy on regulation and financial stability, inform crisis prevention, and suggest future research on adapting risk management practices in rapidly evolving financial environments.

Extracted from this source

Evidence objects

Evidence 295978% extraction confidence
The report reveals that both traditional banks and non-bank financial intermediaries utilize a common game tree framework, yet adopt divergent strategies driven by innovation, regulation, liquidity, and interest rate regimes.

key_findings bullet 1 · key_findings · validation V0

Evidence 296078% extraction confidence
The study maps functions including asset storage, safe asset creation, and incentive management to entities like banks, mutual funds, SPVs, and private credit funds, extending Mertons approach with equilibrium analysis.

key_findings bullet 2 · key_findings · validation V0

Evidence 296178% extraction confidence
Surprisingly, the research highlights that shifts in interest rate regimes, government insurance, and technology shape competitive dynamics, while model-based simulations and complex derivations offer a comprehensive challenging theoretical foundation remarkably.

key_findings bullet 3 · key_findings · validation V0

Evidence 296278% extraction confidence
This paper introduces a function-based classification strategy for intermediation in Credit and Debt Markets. It innovatively maps equilibrium strategies to real-world entities, integrating established models like $Merton, 1995$. The perspective distinguishes traditional banks from non-bank entities, offering insights that advance the understanding and analysis of financial intermediation and is significant.

key_findings bullet 4 · key_findings · validation V0

Raw abstract and provenance

- … Secondly, while the literature has exclusively focused on credit markets, our method may be applied in other contexts, such as the provision of safe assets. …

Source row: 407 · abstract type: snippet